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Fraud Awareness and Prevention

課程代號 : 94655

課程時數 : 1.5小時

線上講師 : Dr. L.T.

開課時間 :隨報隨上
(經確認繳費後,三個工作天內開課)

定價 : 750元

折扣價:600元

點數價 : 61 (相當於現金610元,约9折) 購買點數

報名

優惠方案 :

班級資訊

舉辦目的

Fraud presents serious legal, compliance and reputational risks as well as huge fines and penalties. With the trend of increasing regulatory scrutiny and penalty, It is, therefore, very important to understand the anti-fraud laws and regulations, and the fraud awareness and prevention. This course covers key international principles and laws and this course has been developed to provide an understanding of how to identify, detect and prevent fraud.

參加對象

This course has been designed to provide training for all staff working in banking, finance and related industry. This course is suitable for who with responsibility for, or involvement in, the development or implementation of compliance policies and procedures. It will also highly benefit those with duties requiring compliance.

上課期間

  1. 繳費完成,且經本院確認無誤後,三個工作天內即以E-mail通知上課資訊。
  2. 本課程閱讀期間為30天(自寄出開班訊息E-mail後的次日起算),閱讀期間內,可不限次數、24小時上網研習課程。

考核規定

  1. Total time of learning must exceed 1hr 21min.
  2. Please fill in post-course survey.

※In order to ensure the smooth accumulation of course hours, make sure to switch chapters every 30 minutes. If you can’t use the course for some period of time, please close all course windows.

系統需求

  1. Hardware: Broadband Internet
  2. Operating System: Windows 7 or higher
  3. Browser Support: IE, Chrome, Firefox, Safari

Content Format: HTML5 (available for mobile, tablet and PC)

課程大綱

課程名稱授課大綱時數
Introduction0.05
Key International Principles and Laws
  1. Introduction
  2. Key international principles and guides
  3. Key US and UK laws
0.2
What is Fraud?0.05
Types of Fraud
  1. Basel types of fraud
  2. ACFE types of fraud
  3. UN types of fraud
0.1
Why Do People Commit Fraud?
  1. Fraud triangle
0.05
Fraud Awareness
  1. Main purposes
  2. Key approaches
0.1
Fraud Risk Management
  1. Basel approach
  2. COSO approach
0.3
Risk Assessment
  1. RA steps
  2. RA register
0.1
How Can You Detect and Prevent Fraud?
  1. Fraud prevention controls
  2. Fraud detection controls
0.1
Fraud Investigation and Corrective Action0.05
Case Study
  1. Violations
  2. Enforcement action -- consent order
  3. Federal Reserve Board C&D order / OCC consent order
0.15
Recent Trends and Developments
  1. Recent trends and developments
  2. Part 504 regulations
  3. Part 500 regualtions
  4. Continued scrutiny
  5. Fintech start-ups and supervision
  6. Technology and analytics as a risk muscle
  7. Changing customer expectations and bank risk profile
0.1
Conclusion0.05
End-of-course Assessment0.1

退費須知

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