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Sanctions

課程代號 : 94656

課程時數 : 1小時

線上講師 : Dr. L.T.

開課時間 :隨報隨上
(經確認繳費後,三個工作天內開課)

定價 : 500元

點數價 : 45 (相當於現金450元,约9折) 購買點數

報名

優惠方案 :

班級資訊

舉辦目的

With the trend of increasing regulatory scrutiny and penalty, it is, therefore, very important to understand and comply with the sanctions laws and regulations. The cost of failing to comply can be catastrophic, both financially and in terms of reputation. This course covers sanction concepts, international resolutions and laws and this course has been developed to provide an understanding of the purpose of sanctions and what is required while complying with sanctions.

參加對象

This course has been designed to provide training for all staff working in banking, finance and related industry. This course is suitable for who with responsibility for, or involvement in, the development or implementation of compliance policies and procedures. It will also highly benefit those with duties requiring compliance.

上課期間

  1. 繳費完成,且經本院確認無誤後,三個工作天內即以E-mail通知上課資訊。
  2. 本課程閱讀期間為30天(自寄出開班訊息E-mail後的次日起算),閱讀期間內,可不限次數、24小時上網研習課程。

考核規定

  1. Total time of learning must exceed 54min.
  2. Please fill in post-course survey.

※In order to ensure the smooth accumulation of course hours, make sure to switch chapters every 30 minutes. If you can’t use the course for some period of time, please close all course windows.

系統需求

  1. Hardware: Broadband Internet
  2. Operating System: Windows 7 or higher
  3. Browser Support: IE, Chrome, Firefox, Safari

Content Format: HTML5 (available for mobile, tablet and PC)

課程大綱

課程名稱授課大綱時數
Introduction0.05
Basic Sanction Concepts
  1. Definition and purpose
  2. Types and measures
0.06
International Resolutions and Laws
  1. United Nations Security Council resolutions
  2. Global sanctions regimes
  3. USA Act
  4. U.S. sanctions programs
0.1
Sanctions-setting Bodies
  1. Sanctions-setting bodies
  2. SDN list
0.05
The Consequences of Violating Sanction0.01
Sanctions, Licensing and Exemptions
  1. Blocked transactions and prohibited transactions
  2. General licenses and general licenses
  3. Exemptions
0.05
Risk Assessment
  1. Risk factors
  2. Quantity of risk matrix
0.05
OFAC Compliance Program
  1. Internal controls
  2. Independent testing
  3. Responsible individual
  4. Training
0.18
Enforcement Actions0.03
Screening System
  1. SDN list search
  2. A screening example
0.07
Trends and Developments
  1. Recent trends and developments
  2. Risk-based compliance system
  3. Use of digital currency
  4. New types of sanction targets
  5. New avenues for sanctions
  6. U.S. dollar jurisdictional hook
  7. NYSDFS Part 504
  8. NYSDFS Part 500
0.09
Case Study
  1. Background information
  2. Violations of sanction laws and regulations
  3. Enforcement actions
0.14
Conclusion0.03
End-of-course Assessment0.09

退費須知

訓練課程退費須知請參閱 FAQ
*本院保留課程更動之權利。