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Anti-Money Laundery

課程代號 : 94514

課程時數 : 1.5小時

線上講師 : Dr. L.T.

開課時間 :隨報隨上
(經確認繳費後,三個工作天內開課)

定價 : 750元

折扣價:600元

點數價 : 61 (相當於現金610元,约9折) 購買點數

報名

優惠方案 :

班級資訊

舉辦目的

Complying with AML law is vital for all businesses and this course aims to explain the Acts and regulations that must be taken into account if financial crime is to be prevented and reduced. This course covers the anti-money laundering laws and practice of AML/CFT and this course has been developed to provide an understanding of how to identify, prevent and report money laundering.

參加對象

This course has been designed to provide training for all staff working in banking, finance and related industry. This course is suitable for who with responsibility for, or involvement in, the development or implementation of compliance policies and procedures. It will also highly benefit those with duties requiring compliance.

上課期間

  1. 繳費完成,且經本院確認無誤後,三個工作天內即以E-mail通知上課資訊。
  2. 本課程閱讀期間為30天(自寄出開班訊息E-mail後的次日起算),閱讀期間內,可不限次數、24小時上網研習課程。

考核規定

  1. Total time of learning must exceed 1hr 21min.
  2. Please fill in post-course survey.

※In order to ensure the smooth accumulation of course hours, make sure to switch chapters every 30 minutes. If you can’t use the course for some period of time, please close all course windows.

系統需求

  1. Hardware: Broadband Internet
  2. Operating System: Windows 7 or higher
  3. Browser Support: IE, Chrome, Firefox, Safari

Content Format: HTML5 (available for mobile, tablet and PC)

課程大綱

課程名稱授課大綱時數
Introduction0.05
Money Laundering Concepts
  1. Three stages of ML
  2. ML cycle
0.1
International Standards and Laws and Regulations
  1. FATF 40 recommendations
  2. USA anti-money laundering laws
0.3
Risk Assessment
  1. Risk-based approach (RBA)
  2. Risk assessment
0.15
BSA/AML Compliance Program
  1. BSA/AML Compliance Program
  2. System of internal controls
  3. Independent testing
  4. AML compliance officer
  5. Training
  6. CIP / KYC
0.15
Customer Due Diligence/ Know Your Customer
  1. Customer Due Diligence
0.1
Recordkeeping and Reporting
  1. Recordkeeping and Reporting
  2. Reporting requirements
0.1
SAR Monitoring and Reporting
  1. SAR monitoring
  2. SAR reporting
0.1
Financial Sanctions
  1. OFAC risks
0.1
Enforcement Actions
  1. Enforcement actions
0.05
Latest Developments and Trends
  1. Latest developments and trends
  2. Part 504 regulation
  3. Part 500 cybersecurity requirements
  4. Third-party payment processors
  5. Remote deposit capture
  6. Stored value card relationship
0.05
Case Study
  1. Background information
  2. Compliance program deficiencies
  3. Violations of laws and regulations
0.1
Conclusion0.05
End-of-course Assessment0.1

退費須知

訓練課程退費須知請參閱 FAQ
*本院保留課程更動之權利。